Aaron Rottenstein

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-08-15

TX RA
APPROVED

Since 2011-08-15

Branch Locations

2840 E. Skyline Drive Suite 200, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Tucson	AZ	03/2011	Present

03/2011 → Present

Ubs

Tucson, AZ

Other Businesses

JEWISH COMMUNITY FOUNDATION OF SOUTHERN ARIZONA / 3567 E SUNRISE DR #143 TUCSON,AZ 85718 / MEMBER OF BOARD OF DIRECTORS / START DATE 5/21/2014 social venture partners tucson / 2250 E. Broadway Blvd Tucson,AZ 85719 / Other/ Charities, Cultural, Educational & Political Organisations / Not For Profit / Officer / / Treasurer of org. Create, implement and monitor budget, report cash flow and holdings. Organization holds no investments / Start Date 06/01/2017/ Not For Profit /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-30

S66 Uniform Combined State Law Examination

2011-06-30

Other Names

Aaron Rottenstein
Aaron David Rottenstein

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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