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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Austin | TX | 10/2014 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 11/2025 | Present |
| J.P. Morgan Securities Llc | Austin | TX | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-16 |
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