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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2019-09-23
NJ RA APPROVED 2017-03-10
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2019-09-23
  • NJ RA
    APPROVED
    Since 2017-03-10

Branch Locations

10-51 Jackson Ave, Long Island City, NY 11101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Astoria NY 04/2011 07/2017
J.P. Morgan Securities Llc Long Island City NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Long Island City NY 01/2018 Present
  • 04/2011 → 07/2017
    Jp Morgan Chase Bank
    Astoria, NY
  • 10/2012 → Present
    Long Island City, NY
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-03
S63 Uniform Securities Agent State Law Examination 2011-05-17
  • S66 Uniform Combined State Law Examination
    2017-03-03
  • S63 Uniform Securities Agent State Law Examination
    2011-05-17
Other Names
  • Gary Atwal
  • Gurjit S Atwal

View on SEC IAPD

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