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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-29
NJ RA APPROVED 2014-12-10
  • TX RA
    APPROVED_RES
    Since 2016-07-29
  • NJ RA
    APPROVED
    Since 2014-12-10

Branch Locations

600 Valley Road, Upper Montclair, NJ 07043 • United States

664 Pompton Ave, Cedar Grove, NJ 07009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Upper Montclair NJ 07/2010 Present
J.P. Morgan Securities Llc Upper Montclair NJ 10/2012 Present
  • 07/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Upper Montclair, NJ
  • 10/2012 → Present
    Upper Montclair, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-28
S63 Uniform Securities Agent State Law Examination 2011-05-17
  • S66 Uniform Combined State Law Examination
    2014-11-28
  • S63 Uniform Securities Agent State Law Examination
    2011-05-17

View on SEC IAPD

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