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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-28
  • TX RA
    APPROVED
    Since 2019-08-28

Branch Locations

11675 Jollyville Rd Ste 200, Austin, TX 78759-3939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Austin TX 03/2016 03/2020
Ameriprise Financial Services, Llc Austin TX 03/2020 Present
Other Businesses

Outside Employment; Pathsage LLC; Practice Manager - Manage the operations of our practice.; ; 11675 Jollyville Road Ste 200, , Austin, TX, 78759; Investment-Related; 07/06/2012; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-31
  • S66 Uniform Combined State Law Examination
    2019-07-31
Other Names
  • Kimberly Rivera
  • Kimberly Chatterton
  • Kimberly Rivera Chatterton
  • Kimberly Griffin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

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