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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-16 |
| TX | RA | APPROVED | 2021-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lisle | IL | 04/2017 | 03/2021 |
| Student | Lisle | IL | 10/2016 | 01/2017 |
| Phd | Chicago | IL | 08/2016 | 10/2016 |
| Thomas Morrissy | Lisle | IL | 01/2017 | 09/2017 |
| Thomas Morrissy | Lisle | IL | 09/2017 | 03/2021 |
| Various Insurance Carriers For W & R Insurance Agency | Willow Springs | IL | 01/2018 | 03/2021 |
| Ameriprise Financial Services Llc | Sugar Grove | IL | 03/2021 | Present |
Business Ownership; Kathy Morrissy (Tax Prep); Owner; Tax Preparation; 922 W Washington Blvd, Apt 619, Chicago, IL, 60607; Not Investment-Related; 01/15/2025; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Kathy Morrissy (Tax Prep); Owner; Tax Preparation; 922 W Washington Blvd, Apt 619, Chicago, IL, 60607; Not Investment-Related; 01/15/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Tom Morrissy (Tax Prep); Assist in entering information for tax returns.; 1233 Lake Shore Dr, , Lisle, IL, 60532; Not Investment-Related; 02/16/2021; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-12 |
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