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Theodore Cleveland Minor

Cetera Investment Advisers LLC

Germantown, TN

CRD 5908007

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shoemaker Financial Services Germantown TN 05/2011 Present
Minnesota Life Insurance Company St. Paul MN 05/2011 08/2023
Securian Financial Services St. Paul MN 05/2011 08/2023
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2011 → Present
    Shoemaker Financial Services
    Germantown, TN
  • 05/2011 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 05/2011 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-09-07 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: , Garden City SC , United States DESCRIPTION: Owner CROSSROADS BAPTIST CHURCH TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 125 HOUSTON LEVEE, Eads TN 38028, United States DESCRIPTION: I am one of three Trustees for the Church. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-28
  • S66 Uniform Combined State Law Examination
    2011-06-28

View on SEC IAPD

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