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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-01-05 |
Branch Locations
6885 Vistagreen Way Suite C, Rockford, IL 61107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mainstreet Financial Group | Rockford | IL | 03/2011 | Present |
| Summit Brokerage Services, Inc. | Rockford | IL | 01/2012 | 08/2019 |
| Harbour Investments, Inc | Madison | WI | 08/2019 | Present |
1) Mainstreet Financial Group - DBA 2) Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3) Life Decisions | 2310 E State Street, Rockford, IL 61108 | Board Member/ Treasurer | Description: help make decisions for the organization and monitor expenditures | Beginning 10/2024 | 2 hours per month, 0 during trading hours | Unpaid | Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-10 |
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