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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-16 |
| CA | RA | APPROVED | 2012-05-21 |
Branch Locations
4 Upper Newport Plz Ste 103, Newport Beach, CA 92660-2680 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independence Financial & Insurance Services Center | Newport Beach | CA | 10/2011 | 08/2020 |
| Lpl Financial Llc | Newport Beach | CA | 03/2012 | Present |
1. 8/31/2015: Fraser Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2015 - 10 Hours Per Month/0 Hours During Securities Trading. 2. 8/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 8/13/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2020 - 5 Hours Per Month During Securities Trading - Life Insurance. 4. 8/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2020 - 5 Hours Per Month During Securities Trading. 5) 09/23/2025 - Crusade Capital - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/01/2025 - 80 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-18 |
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