William D. Daniel Mills

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-11-10
WI	RA	APPROVED	2011-07-14

TX RA
APPROVED_RES

Since 2015-11-10
WI RA
APPROVED

Since 2011-07-14

Branch Locations

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Madison	WI	03/2011	Present

03/2011 → Present

Ubs Financial Services Inc

Madison, WI

Other Businesses

Bradley-Sigma Phi Preservation Fund, Inc. / 106 N. Prospect Ave. Madison,WI 53705 / Foundation/ Real Estate / Preservation of fraternity house / Member of Board of directors / / Advisory / Start Date 05/01/2008 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-13

S66 Uniform Combined State Law Examination

2011-07-13

Other Names

William Daniel Mills

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

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Exams

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