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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-07-13 |
Branch Locations
601 S 8Th St, Minneapolis, MN 55404 • United States
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Minneapolis | MN | 05/2006 | Present |
| Sears Appliance Outlet Store | Coon Rapids | MN | 08/2005 | Present |
| Wells Fargo Clearing Services Llc | Minneaplois | MN | 02/2018 | Present |
| Saf Management Inc | Luck | WI | 04/2017 | Present |
1)SAF MANAGEMENT INC. DBA LUCK COUNTRY INN, NOT INV RELATED, LUCK, WI, 33.33% OWNERSHIP, START 1/1/2015, 80 HOURS PER MONTH, ZERO DURING TRADING, MANAGING HOTEL BUSINESS PERFORMING BUILDING MAINTENANCE AND WORKING FRONT DESK. 2)ARSHAD ENTERPRISES LLC, NOT INV RELATED, BLAINE, MN, START 1/1/2014, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO ACTIVITY FORMERLY CREATED TO SELL GENERATOR PARTS.; 3)LYFT, NOT INV RELATED, MINNEAPOLIS, MN, DRIVER, START DATE: 11/1/2018, 20 HRS/MONTH, 0 HRS DURING TRADING. 4)UBER, NOT INV RELATED, MINNEAPOLIS, MN, DRIVER, START DATE: 11/1/18, 15 HRS/MONTH, 0 HRS DURING TRADING. DOORDASH; NOT INV RELATED;SAN FRANCISCO,CA; ONLINE FOOD DELIVERY SERVICES; FOOD DELIVERY DRIVER ; START DATE: 7/31/2026; 15 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-13 |
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