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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-07 |
| TX | RA | APPROVED | 2014-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 06/2013 | Present |
| Bank Of America N.A. | Paramus | NJ | 02/2014 | Present |
I*129068 For profit or not for profit: For-Profit Organization Name of outside business organization: Gentle Giant Brewing Company Investment related: N Address of business: Pearl River, New York 10965 Nature of business: S-Corp, Position, title, association: General Partner, Start date of relationship: 1/20/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will become a partner with a 5% ownership in the restaurant. I will be responsible for assisting other partners with promotional marketing, menu consulting, and organizing events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-09 |
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