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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-08-01
  • TN RA
    APPROVED
    Since 2016-08-01

Branch Locations

226 Prince St, Sevierville, TN 37862 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2016 Present
Previous Registrations
  • 2011-07-27 → 2015-05-04
    Pigeon Forge, TN
    St Louis, MO
    Sevierville, TN
Other Businesses

1) Independent Insurance agent for Various Independent Insurance companies. 226 Prince St. Seviervill TN 37862. 8/1/2016, Investment related, 20/weekly, 20/trading. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-24
  • S66 Uniform Combined State Law Examination
    2011-05-24

View on SEC IAPD

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