James Creath Ridley

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 06/2014 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 2006-11-14 → 2014-07-02
  Bb&T Investment Services, Inc.
  Bristol, TN
  Dandridge, TN
  Pigeon Forge, TN
  Sevierville, TN
  Kodak, TN
  Townsend, TN
  Seymour, TN
  Jefferson City, TN
  Gatlinburg, TN
  Nashville, TN
  Gatlinburg, TN
  Sevierville, TN
  Knoxville, TN
  Greeneville, TN
  Charlotte, NC
  Johnson City, TN
  Charlotte, NC
• 2006-04-28 → 2006-11-02
  Amsouth Investment Management Company Llc
  Memphis, TN
• 2005-11-04 → 2006-04-07
  Uvest Financial Services Group, Inc.
  Greeneville, TN
  Greenville, TN
• 2004-03-16 → 2005-08-30
  First Horizon Advisors, Inc.
  Greeneville, TN

Other Businesses

1)INDEPENDENT INSURANCE AGENT, 226 PRINCE ST, SEVIERVILLE, TN, 1/2015 SELLING MEDICARE SUPPLEMENT PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 5 HR/MO - 5/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 7/2014 AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. 3)ELKMONT WEALTH MANAGEMENT, PLLC, 226 Prince St, Sevierville TN 37862, United States, 01/01/2023, President, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Designations

• Certified Financial Planner

Other Names

• Jim Ridley
• Jim Ridley
• Iv James Creath Ridley