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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-14 |
| CA | RA | APPROVED | 2015-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hils | CA | 02/2015 | Present |
| Bank Of America, N.A. | Beverly Hills | CA | 09/2015 | Present |
I*453468, Entity Type: Entity For Profit, Name of OBA: AB and JP, Address: Los Angeles, California 90019, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/30/2017, No Hours: 0.67, No Hours during trading: 0, Duties: My wife and I are buying a rental property - Unit #219
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
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