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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-03 |
| NJ | RA | APPROVED | 2019-05-30 |
Branch Locations
25 N Maple Ave, Ridgewood, NJ 07450 • United States
252 Rock Rd, Glen Rock, NJ 07452 • United States
177 E Saddle River Rd, Saddle River, NJ 07458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Ridgewood | NJ | 04/2013 | 11/2016 |
| Wells Fargo Bank Na | Ridgewood | NJ | 04/2013 | 04/2019 |
| Wells Fargo Clearing Services, Llc | Ridgewood | NJ | 11/2016 | 04/2019 |
| Bank Of America, N.A. | Rutherford | NJ | 04/2019 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rutherford | NJ | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-30 |
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