Scott Robert Doughty

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-03
NJ	RA	APPROVED	2019-05-30

Branch Locations

252 Rock Rd, Glen Rock, NJ 07452 • United States

177 E Saddle River Rd, Saddle River, NJ 07458 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Ridgewood	NJ	04/2013	11/2016
Wells Fargo Bank Na	Ridgewood	NJ	04/2013	04/2019
Wells Fargo Clearing Services, Llc	Ridgewood	NJ	11/2016	04/2019
Bank Of America, N.A.	Rutherford	NJ	04/2019	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rutherford	NJ	04/2019	Present

04/2013 → 11/2016

Wells Fargo Advisors, Llc.

Ridgewood, NJ
04/2013 → 04/2019

Wells Fargo Bank Na

Ridgewood, NJ
11/2016 → 04/2019

Wells Fargo Clearing Services, Llc

Ridgewood, NJ
04/2019 → Present

Bank Of America, N.A.

Rutherford, NJ
04/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rutherford, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-23
S63	Uniform Securities Agent State Law Examination	2000-05-30

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