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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-11-16 |
Branch Locations
4700 Belleview Ave Ste 410, Kansas City, MO 64112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kansas City | MO | 08/2018 | Present |
| Waddell & Reed | Kansas City | MO | 03/2011 | 08/2018 |
1) 2/2021 - DBA for LPL Business (entity for LPL business) - The Buford Malone Group LLC - Investment Related - KANSAS CITY, MO 64112 2) 2/2021 -DBA for LPL Business (entity for LPL business) - BMG Advisors - Investment Related - KANSAS CITY, MO 64112 3) 11/04/2024 - Timberhill River Bend Inc - For-Profit Board Member - Not Investment Related - Missouri - Start Date 09/30/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-05 |
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