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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-30 |
| WA | RA | APPROVED | 2012-01-17 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | Seattle | WA | 05/2009 | Present |
| Massmutual Life Insurance Company | Seattle | WA | 03/2009 | Present |
NAME: SRG PROPERTIES INV REL: Y ADD: 100 W HARRISON, NT, #510, SEATTLE WA NATURE: RESIDENTIAL RENTAL PROPERTIES POSITION: OWNER START DATE: 2003 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-06 |
| S66 | Uniform Combined State Law Examination | 2001-01-10 |
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