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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-18
TX RA APPROVED_RES 2014-01-03
PA RA APPROVED 2010-06-15
  • NJ RA
    APPROVED
    Since 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • PA RA
    APPROVED
    Since 2010-06-15

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 10/2009 Present
Bank Of America, N.A. Blue Bell PA 05/2011 Present
Previous Registrations
  • 2007-08-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    West Conshohocken, PA
    Philadelphia, PA
    West Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-29
S63 Uniform Securities Agent State Law Examination 1998-11-25
  • S66 Uniform Combined State Law Examination
    2007-08-29
  • S63 Uniform Securities Agent State Law Examination
    1998-11-25
Other Names
  • April Lynn Battistoni

View on SEC IAPD

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