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Gregory James Kraemer

Rbc Capital Markets, LLC

Phoenix, AZ

Scottsdale, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-12-05
TX RA APPROVED 2016-11-21
  • AZ RA
    APPROVED
    Since 2016-12-05
  • TX RA
    APPROVED
    Since 2016-11-21

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2013 11/2016
Rbc Capital Markets, Llc Phoenix AZ 11/2016 Present
City National Bank Phoenix AZ 10/2022 Present
  • 04/2013 → 11/2016
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 11/2016 → Present
    Rbc Capital Markets, Llc
    Phoenix, AZ
  • 10/2022 → Present
    City National Bank
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-03
S63 Uniform Securities Agent State Law Examination 2013-05-09
  • S65 Uniform Investment Adviser Law Examination
    2016-10-03
  • S63 Uniform Securities Agent State Law Examination
    2013-05-09

View on SEC IAPD

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