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100 Bayview Circle Suite 2200, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-09 |
| CA | RA | APPROVED | 2019-05-24 |
Branch Locations
100 Bayview Circle Suite 2200, Newport Beach, CA 92660 • United States
426 Main Street First Floor, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Chicago | IL | 02/2013 | 12/2018 |
| Mml Investors Services Inc | Chicago | IL | 02/2013 | 12/2018 |
| Guardian Life Insurance Company | Los Angeles | CA | 12/2018 | 05/2019 |
| Park Avenue Securities | Los Angeles | CA | 12/2018 | 05/2019 |
| Signature Resources Capital Management Llc | Irvine | CA | 05/2019 | Present |
| Mass Mutual | Irvine | CA | 05/2019 | Present |
1) OBA Name: Signature Resources Insurance and Financial Services, 426 Main Street, First Floor, El Segundo, CA, 90245 Investment Related: Yes, Position: Agent, Description of duties: Insurance sales and service, Start Date: May-19, Hours/Month during business hours: 10, Hours/Month outside of business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-12 |
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