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Kevin Legrande Hofberger

Cetera Investment Advisers LLC

Phoenix, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-31
AZ RA APPROVED 2019-06-27
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • AZ RA
    APPROVED
    Since 2019-06-27

Branch Locations

1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corp Phoenix AZ 02/2011 06/2019
Kevin Hofberger Tempe AZ 12/2012 Present
Foresters Advisory Services Llc Phoenix AZ 10/2016 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Phoeniz AZ 06/2019 Present
  • 02/2011 → 06/2019
    First Investors Corp
    Phoenix, AZ
  • 12/2012 → Present
    Kevin Hofberger
    Tempe, AZ
  • 10/2016 → 06/2019
    Foresters Advisory Services Llc
    Phoenix, AZ
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Phoeniz, AZ
Previous Registrations
  • 2017-01-31 → 2019-06-25
    Foresters Advisory Services, Llc
    Phoenix, AZ
Other Businesses

1. RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-25
S63 Uniform Securities Agent State Law Examination 2011-05-13
  • S65 Uniform Investment Adviser Law Examination
    2016-10-25
  • S63 Uniform Securities Agent State Law Examination
    2011-05-13

View on SEC IAPD

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