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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-10 |
| TX | RA | APPROVED_RES | 2022-03-15 |
| CA | RA | APPROVED | 2020-12-18 |
Branch Locations
1510 Fashion Island Blvd Ste 380, San Mateo, CA 94404 • United States
Apex, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc. | St. Paul | MN | 04/2013 | 08/2018 |
| Sgc Financial Group | San Ramon | CA | 04/2013 | 08/2018 |
| Thrivent Investment Management Inc | San Francisco | CA | 10/2018 | 12/2020 |
| Thrivent Financial | Appleton | WI | 10/2018 | 01/2019 |
| Thrivent Financial | Appleton | WI | 01/2019 | 12/2020 |
| Lpl Financial Llc | San Mateo | CA | 12/2020 | Present |
1)12/18/2020- SGC Financial & Insurance Services- DBA for LPL Business (entity for LPL business)- Inv. Related- San Mateo, CA- 100% 2) 03/23/2022 - SageCrest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/22/2022 - 160 Hours Per Month/40 Hours During Securities Trading. 3) 05/19/2022 - McQueen and Advisor Resources - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial advisor - Start Date - 01/01/2022- 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-19 |
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