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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
602 South Ferguson Ave, Suite 1, Bozeman, MT 59718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 12/2015 | 11/2020 |
| Securities America, Inc. | Bozeman | MT | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Bozeman | MT | 11/2020 | 06/2024 |
| Arbor Point Advisors | Bozeman | MT | 11/2020 | 11/2021 |
| Osaic Wealth, Inc. | Bozeman | MT | 06/2024 | Present |
1. INSURANCE SALES POSITION: agent NATURE: Insurance product sales (life and LTC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2011 ADDRESS: 602 S FERGUSON STE 1, BOZEMAN MT 59718 DESCRIPTION: Term life insurance and long-term care insurance sales 2. DBA - Bozeman Financial Advisors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-11 |
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