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Kristen Terese Miller

Morgan Stanley

Canfield, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-08
OH RA APPROVED 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2015-09-08
  • OH RA
    APPROVED
    Since 2012-12-18

Branch Locations

3635 Boardman Canfield Road, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Youngstown OH 12/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/2012 → Present
    Morgan Stanley
    Youngstown, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-28
  • S66 Uniform Combined State Law Examination
    2011-09-28
Other Names
  • Kristen Terese Frank

View on SEC IAPD

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SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

Mark Daniel Hadley
Mark Jason Smallwood
ERIC MICHAEL CLAYTON
WILLIAM BRIAN BERLIN
Robert Lee Smallwood
JAMES RAFOTH
Bradley Alan Walker
RAYMOND VINCENT REEDY

Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CANFIELD, OH

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