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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2019 | 07/2019 |
| Northwestern Mutual Investment Services, Llc | Eau Claire | WI | 01/2013 | 02/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 07/2019 |
| Sam Rubenzer | Eau Claire | WI | 08/2019 | 02/2021 |
| Woodbury Financial Services Inc | Memomonie | WI | 02/2021 | 01/2024 |
| Osaic Wealth, Inc. | Menomonie | WI | 01/2024 | 04/2025 |
| Lpl Financial, Llc | Menomonie | WI | 04/2025 | Present |
1. 4/29/2025 - Waznik Heike Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location (s) - Start date: 05/1/2024 - 8hrs/mnth 2 hrs during Trading 2. 09/11/2025 - Waznik Heike Group, LLC. - Non-Variable Insurance - Investment Related - At Reported Business Location (s) - Start date: 09/03/2025 - 5hrs/mnth 5 hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-05 |
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