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333 Greenwich Avenue, Greenwich, CT 06830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-23 |
Branch Locations
17872 Us Highway 41 N, Lutz, FL 33549 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-05-09 |
| AL | RA | APPROVED | 2017-01-19 |
| FL | RA | APPROVED | 2016-08-03 |
Branch Locations
17872 Us Highway 41 N, Lutz, FL 33549 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lutz | FL | 01/2011 | Present |
| Securities Research, Inc. | Lutz | FL | 11/2011 | 06/2025 |
| Scs Asset Management, Inc | Lutz | FL | 06/2016 | Present |
SCS ASSET MGT, INVESTMENT RELATED, NORTH US HWY 41, LUTZ, FL 33548, INVESTMENT ADV, IA REP, 07/08/16, 20, 4, IA REP. SAUNDERS FINANCIAL INVESTMENT RELATED, NORTH US HWY 41, LUTZ, FL 33549, INSURANCE SALES, SALES REP, 03/17/11, 20, 2, SALES, SRM Services LLC, Not Investment related, 17807 Crystal Cove Place, Lutz, FL 33548, LLC passthru for tax purposes, Owner, 11/15/04,0,0, none.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-15 |
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