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Erik Michael Griep

Ameriprise Financial Services, LLC

Evanston, IL

Woodbury, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-18
MN RA APPROVED 2022-07-18
  • IL RA
    APPROVED
    Since 2022-07-18
  • MN RA
    APPROVED
    Since 2022-07-18

Branch Locations

520 Main St, Evanston, IL 60202 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors Minneapolis MN 08/2016 06/2018
Riversource Distributors Minneapolis MN 06/2018 02/2022
Ameriprise Financial Services Inc Chicago IL 03/2022 03/2022
Ameriprise Financial Services, Llc Chicago IL 03/2020 03/2020
Ameriprise Financial Services, Llc. Chicago IL 03/2022 Present
Previous Registrations
  • 2014-09-25 → 2015-12-31
    Ameriprise Financial Services, Llc
    Minneapolis, MN
    Minneapolis, MN
  • 2014-01-02 → 2014-08-15
    Lawing Financial Inc
    Wayzata, MN
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-27
S63 Uniform Securities Agent State Law Examination 2011-05-13
  • S65 Uniform Investment Adviser Law Examination
    2022-06-27
  • S63 Uniform Securities Agent State Law Examination
    2011-05-13
Other Names
  • Erik M Griep
  • Erik Griep

View on SEC IAPD

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TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · EVANSTON, IL
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