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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-05-05 |
Branch Locations
330 John Carlyle Street Suite 400, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foliofn Investments, Inc. | Mclean | VA | 06/2015 | 05/2017 |
| Lockton Companies | Washington | DC | 10/2017 | 05/2019 |
| Morgan Stanley | Washington | DC | 05/2019 | 11/2023 |
| Rockefeller Financial Llc | Arlington | VA | 11/2023 | 04/2025 |
| Csra Inc | Fairfax | VA | 05/2017 | 10/2017 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 03/2025 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-03 |
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