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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-12-03 |
| TX | RA | APPROVED | 2013-02-26 |
| CA | RA | APPROVED | 2012-03-16 |
Branch Locations
555 Capitol Mall, Sacramento, CA 95814 • United States
Boise, ID • United States
Boise, ID • United States
225 N 9Th St, Boise, ID 83702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 02/2011 | Present |
| Bank Of America, N.A. | Sacramento | CA | 09/2012 | Present |
I*11143 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Oxford, Mississippi 38655 Nature of business: Position, title, association: , Start date of relationship: 6/17/2021 Number of hours devoted: 15 hour(s) Number of hours devoted during trading hours: 0 I*8124 For profit or not for profit: Name of outside business organization: Andrew Phillips Investment related: Address of business: Boise, Idaho 83705 Nature of business: , Position, title, association: , Start date of relationship: 5/14/2019 Number of hours devoted: 20 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10507 For profit or not for profit: Name of outside business organization: Mississippi Rental Property Investment related: Address of business: Oxford, Mississippi 38655 Nature of business: , Position, title, association: , Start date of relationship: 1/25/2021 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties: I*10506 For profit or not for profit: Name of outside business organization: Sacramento Rental Property Investment related: Address of business: Sacramento, California 95826 Nature of business: , Position, title, association: , Start date of relationship: 1/25/2021 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-22 |
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