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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-10
TX RA APPROVED 2023-01-10
  • NJ RA
    APPROVED
    Since 2023-01-10
  • TX RA
    APPROVED
    Since 2023-01-10

Branch Locations

1433 Hooper Ave Suite 339, Toms River, NJ 08753 • United States

Bordentown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Newark NJ 04/2013 01/2017
Prudential Investment Management Services Llc Newark NJ 04/2013 01/2017
Prudential Investments Llc Newark NJ 04/2013 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 01/2017 01/2023
Bank Of America, N.A. Princeton NJ 02/2017 01/2023
Equitable Advisors, Llc New York NY 01/2023 Present
  • 04/2013 → 01/2017
    Prudential Insurance Company Of America
    Newark, NJ
  • 04/2013 → 01/2017
    Prudential Investment Management Services Llc
    Newark, NJ
  • 04/2013 → 01/2017
    Prudential Investments Llc
    Newark, NJ
  • 01/2017 → 01/2023
    Princeton, NJ
  • 02/2017 → 01/2023
    Bank Of America, N.A.
    Princeton, NJ
  • 01/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

(1) Independent Agent, sales and service of fixed insurance products (2) DBA: Private Wealth Strategies Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-28
  • S66 Uniform Combined State Law Examination
    2012-09-28
Other Names
  • Ryan M Shea
  • Ryan Michael Shea

View on SEC IAPD

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