Ryan Shea

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-01-10
TX	RA	APPROVED	2023-01-10

Branch Locations

Bordentown, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Prudential Insurance Company Of America	Newark	NJ	04/2013	01/2017
Prudential Investment Management Services Llc	Newark	NJ	04/2013	01/2017
Prudential Investments Llc	Newark	NJ	04/2013	01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Princeton	NJ	01/2017	01/2023
Bank Of America, N.A.	Princeton	NJ	02/2017	01/2023
Equitable Advisors, Llc	New York	NY	01/2023	Present

04/2013 → 01/2017

Prudential Insurance Company Of America

Newark, NJ
04/2013 → 01/2017

Prudential Investment Management Services Llc

Newark, NJ
04/2013 → 01/2017

Prudential Investments Llc

Newark, NJ
01/2017 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
02/2017 → 01/2023

Bank Of America, N.A.

Princeton, NJ
01/2023 → Present

Equitable Advisors, Llc

New York, NY

2017-02-07 → 2023-01-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
2013-04-11 → 2017-01-31

Pgim Investments Llc

Newark, NJ
2012-10-01 → 2013-03-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

(1) Independent Agent, sales and service of fixed insurance products (2) DBA: Private Wealth Strategies Group

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-28

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