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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-22 |
Branch Locations
420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Fort Worth | TX | 12/2011 | 01/2025 |
| Northwestern Mutual Life Insurance Company | Fort Worth | TX | 04/2011 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Fort Worth | TX | 03/2017 | 01/2025 |
| Jpmorgan Chase Bank, N.A. | Fort Worth | TX | 01/2025 | Present |
| J.P. Morgan Securities Llc | Fort Worth | TX | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-15 |
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