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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-09-14 |
| TX | RA | APPROVED_RES | 2022-02-13 |
| NE | RA | APPROVED | 2019-11-07 |
Branch Locations
1121 N. 102Nd Ct. Suite 202, Omaha, NE 68114 • United States
13200 Metcalf Suite #280, Overland Park, KS 66213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Ralston | NE | 07/2016 | 08/2017 |
| Foresters Financial Services | Ralston | NE | 08/2017 | 10/2018 |
| Foresters Financial Services | Omaha | NE | 10/2018 | 06/2019 |
| Cetera Investment Services Llc | Ralston | NE | 06/2019 | Present |
| Cetera Investment Advisers Llc | Ralston | NE | 11/2019 | Present |
YOUTH EMERGENCY SERVICES. MENTORING 1-2HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-24 |
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