Ryan Lewis Richter

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2015 → Present
  Big Show Realty
  Peoria, AZ
• 01/2023 → Present
  Golden Oak Dreams Llc, Dba Special Needs Helper
  Peoria, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: GOLDEN OAK DREAMS LLC, DBA SPECIAL NEEDS HELPER NON-INVESTMENT RELATED ADDRESS: PEORIA, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 01/2023 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: This is an e-commerce company selling kits to assist parents with special needs children. I will be packaging and shipping products once sold. Adjusting online marketing. NAME OF BUSINESS: BIG SHOW REALTY NON-INVESTMENT-RELATED: ADDRESS: PEORIA, AZ THE NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER/DESIGNATED BROKER START DATE: 06/2015 APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THE OTHER BUSINESS: 40 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: ASSIST CLIENTS LOOKING TO BUY OR SELL RESIDENTIAL PROPERTY

Exams

• S66 Uniform Combined State Law Examination
  2019-08-26
• S63 Uniform Securities Agent State Law Examination
  2011-04-19