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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-30
CA RA APPROVED 2021-04-05
  • AZ RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2021-04-05

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

7401 Wisconsin Ave Suite 100, Bethesda, MD 20814-3400 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2011 02/2021
Charles Schwab & Co., Inc. Phoenix AZ 02/2021 Present
Previous Registrations
Other Businesses

1) 2413 N 68th St | Investment Related:No|2413 N 68th St|Scottsdale|AZ|85257|USA|Real Estate (Non-Agent/Broker)|Property Owner|1/10/2025|Less than 20|0|Co-owner of property and renting it to tenants

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-10
S63 Uniform Securities Agent State Law Examination 2011-04-19
  • S66 Uniform Combined State Law Examination
    2019-01-10
  • S63 Uniform Securities Agent State Law Examination
    2011-04-19
Other Names
  • Krystle Leigh Metzler

View on SEC IAPD

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