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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-01 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 01/2015 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 02/2020 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-22 |
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