Robert Valdez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  J.P. Morgan Securities Llc
  Seattle, WA
• 01/2021 → Present
  Rcf Ventures
  Shoreline, WA

Previous Registrations

• 2012-04-11 → 2013-03-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tacoma, WA
• 2011-09-21 → 2012-03-07
  Voya Financial Advisors, Inc.
  Bellevue, WA

Other Businesses

Entity Name: RCF VENTURES Investment related: Y Address: Shoreline, WA 98155 Nature of the other business: Own and manage rental properties Position/Title/Relationship: Owner Start Date: 1/10/2021 "Approximate # of hours a month: 5 hrs per month Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Own and manage rental properties

Exams

• S66 Uniform Combined State Law Examination
  2011-08-29

Other Names

• Robert Valdez
• Robert J Valdez
• Robert Jay Valdez