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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-26
WA RA APPROVED 2013-04-04
  • TX RA
    APPROVED_RES
    Since 2022-01-26
  • WA RA
    APPROVED
    Since 2013-04-04

Branch Locations

17181 Bothell Way Ne, Lake Forest Park, WA 98155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Seattle WA 03/2013 Present
Rcf Ventures Shoreline WA 01/2021 Present
Previous Registrations
Other Businesses

Entity Name: RCF VENTURES Investment related: Y Address: Shoreline, WA 98155 Nature of the other business: Own and manage rental properties Position/Title/Relationship: Owner Start Date: 1/10/2021 "Approximate # of hours a month: 5 hrs per month Approximate # of hours during securities trading hours: 0 during trading Briefly describe your duties: Own and manage rental properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-29
  • S66 Uniform Combined State Law Examination
    2011-08-29
Other Names
  • Robert Valdez
  • Robert J Valdez
  • Robert Jay Valdez

View on SEC IAPD

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