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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-05 |
| MI | RA | APPROVED | 2013-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Port Huron | MI | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Port Huron | MI | 11/2016 | Present |
ST CLAIR COUNTY HAZMAT TEAM, NOT INV RELATED, KIMBALL, MI, HAZMAT TECHNICIAN, START: 5/4/2015, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: CLEAN UP. ST. CLAIR COUNTY SHERIFF DIVE TEAM; NOT INVESTMENT RELATED; PORT HURON,MI; MARINE DIVER; START DATE 07/10/2019; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; EMERGENCY RESPONSE DIVER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-15 |
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