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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
4009 Bridgeport Way W Suite G - 1, University Place, WA 98467 • United States
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | University Place | WA | 02/2011 | Present |
| Pruco Securities, Llc. | University Place | WA | 02/2011 | 11/2024 |
| Lpl Enterprise, Llc | University Place | WA | 11/2024 | Present |
1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-19 |
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