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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 02/2011 | 01/2018 |
| Bank Of America, N.A. | Portland | OR | 02/2011 | 01/2018 |
| Mufg Union Bank | Seattle | WA | 01/2018 | 05/2023 |
| Unionbanc Investment Services | Seattle | WA | 04/2018 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 05/2023 | 04/2024 |
| U.S. Bank | Seattle | WA | 04/2023 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-01 |
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