Peggy L Miller

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Norfolk, NE
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Norfolk, NE

Other Businesses

Outside Employment; Bedrock Holdings; Associate Financial Advisor - Provide client service and administrative support for the Ameriprise Financial practice; ; 208 N 5th St, Ste A, , Norfolk, NE, 68701; Investment-Related; 10/01/2022; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-26

Other Names

• Peggy L Keim