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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-01 |
| TX | RA | APPROVED_RES | 2023-02-01 |
Branch Locations
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Toms River | NJ | 02/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toms River | NJ | 02/2016 | 11/2016 |
| Ef Legacy Securities, Llc | Henrico | VA | 11/2016 | 02/2017 |
| Edelman Financial Services, Llc | Fairfax | VA | 11/2016 | 02/2017 |
| Unemployed | Neptune | NJ | 03/2017 | 07/2017 |
| Allstate | Matawan | NJ | 08/2017 | 01/2018 |
| Unemployed | Neptune | NJ | 01/2018 | 02/2018 |
| Axa Advisors Llc | New York | NY | 03/2018 | 10/2018 |
| Pruco Securities, Llc | Brick | NJ | 10/2018 | 05/2021 |
| Prudential Insurance Company Of America | Brick | NJ | 10/2018 | 03/2022 |
| Prudential Investment Management Services, Llc | Neptune | NJ | 05/2021 | 12/2022 |
| Empower | Neptune | NJ | 04/2022 | 12/2022 |
| Morgan Stanley | Lawrenceville | NJ | 12/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-23 |
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