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George Lawrence Panagos

LPl Financial LLC

Santa Fe, NM

Prescott Valley, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-21
NM RA APPROVED 2024-05-17
  • AZ RA
    APPROVED
    Since 2024-05-21
  • NM RA
    APPROVED
    Since 2024-05-17

Branch Locations

810 Calle Mejia Ste 102, Santa Fe, NM 87501 • United States

Prescott Valley, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2011 Present
Lpl Financial Llc Santa Fe NM 05/2024 Present
Previous Registrations
  • 2011-05-16 → 2024-05-17
    Edward Jones
    Santa Fe, NM
    St Louis, MO
Other Businesses

1) 02/20/2024 - Generational Asset Planning - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-12
  • S66 Uniform Combined State Law Examination
    2011-05-12
Other Names
  • Tre Panagos
  • George Panagos
  • George Lawrence Panagos

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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