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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-10-19 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Farmington, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Farmington | NM | 03/2011 | 11/2016 |
| Wells Fargo Bank, N.A. | Farmington | NM | 08/2010 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Farmington | NM | 11/2016 | 07/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 10/2021 | Present |
| Advised Assets Groups, Llc | Greenwood Village | CO | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-26 |
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