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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-27
  • TN RA
    APPROVED
    Since 2025-06-27

Branch Locations

7047 Lee Hwy Ste 309, Chattanooga, TN 37421 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Chattanooga TN 06/2012 05/2020
Lawson Winchester Wealth Management Chattanooga TN 06/2012 06/2025
Raymond James Financial Services Advisors Inc. Chattanooga TN 07/2012 05/2020
Cadaret, Grant & Co., Inc. Chattanooga TN 05/2020 06/2025
Ameriprise Financial Services Llc Chattanooga TN 06/2025 Present
Previous Registrations
  • 2020-05-27 → 2025-06-30
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
    Chattanooga, TN
    Syracuse, NY
    Syracuse, NY
  • 2012-07-02 → 2020-05-26
    Chattanooga, TN
    Chattanooga, TN
  • 2012-01-27 → 2012-07-25
    Chattanooga, TN
  • 2010-10-18 → 2012-01-19
    Chattanooga, TN
  • 2008-01-01 → 2010-10-15
    Chattanooga, TN
  • 2005-04-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Chattanooga, TN
    St. Louis, MO
    Chattanooga, TN
  • 2003-07-10 → 2005-05-09
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-05-28 → 2003-07-10
    Amsouth Investment Services, Inc.
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-23
  • S66 Uniform Combined State Law Examination
    2000-06-23
Other Names
  • Clint Jesse Barfield

View on SEC IAPD

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