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Jonathan Smith

LPl Financial LLC

Fort Worth, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-13
  • TX RA
    APPROVED
    Since 2020-08-13

Branch Locations

1300 Summit Ave Ste 120, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Dallas TX 07/2016 08/2020
Lpl Financial Plano TX 08/2020 Present
  • 07/2016 → 08/2020
    Jpmorgan Securities Llc
    Dallas, TX
  • 08/2020 → Present
    Lpl Financial
    Plano, TX
Previous Registrations
Other Businesses

1)08/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - LEGACY FINANCIAL SERVICES - INVESTMENT RELATED - FORT WORTH, TX 76102

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-24
  • S66 Uniform Combined State Law Examination
    2012-04-24
Other Names
  • Jonathan Mark Smith
  • Jonathan M Smith

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

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