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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-26 |
| MS | RA | APPROVED | 2011-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pier Ce, Fenner &Amp; Smith, Inc. | Monroe | LA | 02/2011 | Present |
| Bank Of America, N.A. | Monroe | LA | 05/2011 | Present |
I*399325, Entity Type: Entity For Profit, Name of OBA: Giddy Up Development LLC, Address: Spring, Texas, 77386, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 05/25/2017, No Hours: 10 Yearly, No Hours during Trading: 5 Yearly, Duties: Since we have sold the property, the ongoing responsibilities are now mostly administrative until we close down the entity completely. The purpose of this entity was to develop a commercial business park in the Spring, TX area. I*432124 For profit or not for profit: Entity For Profit Name of outside business organization: Milwee Industrial Park LLC Investment related: No Address of business: Spring, Texas, 77386 Position, title, association: General Partner/Managing Member, Start date of relationship: 9/1/2021 Number of hours devoted: 20 hours Monthly Number of hours devoted during trading hours: 20 hrs mthly Duties: This property has been in my family for 40 years and I have the opportunity to purchase it. It is a multitenant business park in Houston. I will oversee the management and operations of it, negotiate leases, oversee finances, etc. of this property. I*2259315, Entity Type: Entity Charitable, Name of OBA: Faith United Methodist Church, Address: Spring, Texas, 77386, Investment Related: No, Position, Title, Association: Committee member, Employee State Date: 03/27/2025, No Hours: 25 Yearly, No Hours during Trading: 0 Duties: Trustees Committee helps with the physical maintenance of the church building and grounds. They meet several times per year and discuss maintenance projects and host work days to make repairs. I*: 2903274 Entity Type: Charitable Name of OBA: Faith United Methodist Church Address: Spring, TX 77386 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 09/23/2025Number of Hours: 10 hrs mthly Number of Hours during trading: 5 hrs mthly Duties: I have been assured it will be strategic planning in nature and will involve zero fundraising on my part.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
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