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Christopher Peter Simpson

J.P. Morgan Securities LLC

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-23
OH RA APPROVED 2019-05-02
  • TX RA
    APPROVED
    Since 2020-11-23
  • OH RA
    APPROVED
    Since 2019-05-02

Branch Locations

370 S. Cleveland Ave. Floor 02, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Columbus OH 07/2011 07/2017
Morgan Stanley Services Group Inc. Columbus OH 03/2017 07/2017
Discover Financial Services New Albany OH 09/2017 10/2017
J.P. Morgan Securities Llc Westerville OH 11/2017 Present
Unemployed Columbus OH 08/2017 08/2017
Jpmorgan Chase Bank, N.A. Westerville OH 11/2017 Present
  • 07/2011 → 07/2017
    Morgan Stanley Smith Barney Llc
    Columbus, OH
  • 03/2017 → 07/2017
    Morgan Stanley Services Group Inc.
    Columbus, OH
  • 09/2017 → 10/2017
    Discover Financial Services
    New Albany, OH
  • 11/2017 → Present
    J.P. Morgan Securities Llc
    Westerville, OH
  • 08/2017 → 08/2017
    Unemployed
    Columbus, OH
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-26
S63 Uniform Securities Agent State Law Examination 2016-11-01
  • S66 Uniform Combined State Law Examination
    2019-04-26
  • S63 Uniform Securities Agent State Law Examination
    2016-11-01
Other Names
  • Christopher Simpson

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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