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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-31 |
| TX | RA | APPROVED_RES | 2013-09-25 |
| WV | RA | APPROVED | 2011-08-18 |
Branch Locations
501 N Main St, High Point, NC 27260 • United States
Greensboro, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | WV | 07/2011 | Present |
| Bank Of America, N.A. | Charleston | WV | 09/2011 | Present |
I*275 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Charleston, West Virginia 25314 Nature of business: Compensation for Activity: Position, title, association: , Start date of relationship: 11/1/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*2029260, Entity Type, Entity Charitable, Name of OBA: United Way of Greensboro, Address: Greensboro, NC, 27405, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 10/09/2024, No Hours: 5hrs/Mo, No Hours during trading: 2, Duties: Board Member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-25 |
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