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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-03-02 |
| TX | RA | APPROVED | 2016-07-08 |
| CA | RA | APPROVED | 2015-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chino Hills | CA | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chino Hills | CA | 04/2015 | Present |
I*1504285 For profit or not for profit: Entity For Profit Name of outside business organization: Hazelwood, LLC Investment related: N Address of business: Hendersonville, Tennessee, 37075 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/16/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-23 |
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